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Brokers-dealer’s motion to dismiss expungement granted based on six-year rule for industry disputes.

In an expungement case brought by a registered representative against his former broker-dealer, the respondent broker-dealer's Pre-Hearing Motion to Dismiss pursuant to FINRA Rule 13206 (Six-year Eligibility Rule for Industry Disputes) was granted Case Law Alerts, 1st Quarter, January 2023 is prepared by Marshall Dennehey to provide information on recent developments of interest to our readers.

County Prosecutors Association of New Jersey Not a Public Entity and Not Subject to the Open Public Records Act

The plaintiff, the American Civil Liberties Union of New Jersey (ACLU), served the County Prosecutors Association of New Jersey (CPANJ) with a request to produce documents pursuant to the Open Public Records Act (OPRA). The material in this law alert has been prepared for our readers by Marshall Dennehey.