Ryan P. Friel

Shareholder

    Ryan is a member of both the Securities & Investments Professional Liability and Privacy and Data Security Practice Groups. He represents FINRA member firms, registered representatives and registered investment advisors in state and federal court as well as in Financial Industry Regulatory Authority (FINRA) arbitration and expungement proceedings in addition to a wide range of investigations, examinations, inquiries and enforcement matters. Ryan’s privacy and data security practice involves defending clients in both privacy-related litigation, and technology related claims and litigation as well as handling regulatory investigations for clients from a wide breadth of industries in matters stemming from data privacy and security incidents.

    Prior to joining the firm, Ryan was an Assistant District Attorney in the Economic and Cyber Crimes Unit of the Philadelphia District Attorney’s Office. In his role as a prosecutor, Ryan gained significant trial experience with a particular focus on white-collar and computer-based crimes. Ryan also worked at FINRA where he assisted in bringing enforcement actions against broker-dealers and their registered representatives. Ryan’s time at FINRA gives him a unique insight into the ever-changing regulatory landscape his clients face, including the protection of financial and personal customer information under the SEC’s Regulation S-P. Ryan began his legal career at a boutique litigation firm where he represented professional athletes in investment fraud cases where he helped recover millions of dollars in losses. 

    Ryan is a 2008 graduate of Fairfield University where he earned a Bachelor of Arts Degree and a 2012 graduate of Syracuse University College of Law where he graduated cum laude.

     

     

     

     

     

     

    Published Works

    "FINRA, the SEC and Congress Aim to Safeguard Senior Investors," The Legal Intelligencer, Co-Author, May 12, 2022

    "The Sale of High Commission Products Under Regulation Best Interest", Aon Advisor Solutions, Fall 2020 Newsletter

    CLASSES/SEMINARS TAUGHT

    Outside Business Activities: Overview and Best Practices for Broker-Dealers, 7th Annual CNA Life Agent and Broker-Dealer Conference, October 5, 2023

    Admissions
    Pennsylvania
    2013
    Education
    Syracuse University College of Law (J.D., cum laude, 2012)
    Fairfield University (B.A., 2008)
    Honors & awards
    Pennsylvania Super Lawyers Rising Star
    2023
    Year joined
    2020