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New York Appellate Division Overturns Summary Judgment Against Defendant in Collision But Affirms Dismissal of Affirmative Defenses of Comparative Negligence Against Plaintiff

In a matter illustrating the importance of having a defendant/driver’s affidavit that properly articulates an absolute defense to liability in opposing summary judgment, the defendant trucking company and its driver appealed summary judgment, whic Case Law Alerts, 1st Quarter, Janu

Panel Dismisses Claimant’s Claims Without Prejudice in Their Entirety Pursuant to Rule 12504 of the Code for Lack of FINRA Jurisdiction

The claimant’s claim related to the alleged unsuitability of her investment in CFSI stock. However, the panel unanimously granted the respondents’, Moody Capital and Rosenstein, motion to dismiss pursuant to FINRA Rule 12504.  Case Law Alerts, 1st Quarter, Janu