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Disciplinary Board Representation

Representing attorneys and professionals in disciplinary actions is a unique area of litigation and requires understanding of disciplinary boards and how they function.  

While everyone likes surprises, not all surprises are well-liked, and this is especially true if you receive notification from a state disciplinary board that your actions have been reported as violating the code of conduct governing your profession. Should you receive notification from a disciplinary board, court or agency that you are being reported or investigated for potential violations of the code of conduct governing your profession, turn to Marshall Dennehey.

Our attorneys are well-versed in the procedures and process of defending attorneys and professionals from allegations of ethics violations, and understand the delicate balance between vigorously contesting discipline and accepting responsibility for errors that is required in this area of practice.   

We defend and advise all manner of licensed professionals facing potential professional discipline before the disciplinary boards, courts and/or agencies in Pennsylvania, Ohio, New York, New Jersey, Connecticut, Delaware and Florida.

In addition to lawyers and judges, we represent accountants, realtors, property managers, medical professionals, and more. As a trusted leader in this area of law, clients can rely on the depth of our experience defending these matters, combined with our physical office presence in each of the above jurisdictions.

Our ability to collaborate on legal strategy and coordinate defense efforts between our respective offices allows our clients to realize significant cost-savings. We facilitate timely outcomes in disciplinary matters so that our clients can continue their professional activities with minimal interruption. Our goal is to effectively advocate for clients throughout the disciplinary process, while also being cognizant of the client's cost and time expenditures.

We welcome the opportunity to work with you in addressing any disciplinary matters that you may be faced with, and will strive to ensure that your options are understood and your interests are protected.

Results

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Legal Updates for Lawyers' Professional Liability

Legal Updates for Lawyers’ Professional Liability - 2023 to Present

December 31, 2025

Legal Updates for Lawyers' Professional Liability, September 2025 Legal Updates for Lawyers' Professional Liability, July 2025 Legal Updates for Lawyers’ Professional Liability, April 2025 Legal Updates for Lawyers’ Professional Liability, February 2025 Legal Updates for Lawyers’ Professional Liability, November 2024 Legal Updates for Lawyers’ Professional Liability, September 2024 Legal Updates for Lawyers’ Professional Liability, July 2024 Legal Updates for Lawyers’ Professional Liability, May 2024 Legal Updates for Lawyers’ Professional Liability, February 2024 Legal Updates for Lawyers’ Professional Liability, November 2023 Legal Updates for Lawyers’ Professional Liability, September 2023 Legal Updates for Lawyers’ Professional Liability, August 2023 Legal Updates for Lawyers’ Professional Liability, May 2023 Legal Updates for Lawyers’ Professional Liability, April 2023 Legal Updates for Lawyers’ Professional Liability, January 2023

Legal Updates for Lawyers' Professional Liability

Legal Updates for Lawyers’ Professional Liability – RESULTS*

September 1, 2025

Alesia Sulock (Philadelphia, PA) obtained a defense jury verdict in a legal malpractice matter in the Philadelphia Court of Common Pleas. Plaintiff had retained an attorney to represent her in a personal injury matter. At the plaintiff’s instruction, the attorney settled the personal injury matter pre-suit, after which the plaintiff complained that the attorney should have waited for additional medical records and/or filed suit before advising her to settle her claims. After a one-week trial, the jury returned with a verdict in favor of the defense, finding that the attorney defendant had not committed legal malpractice in the form of negligence or breached the attorney’s contract for legal services with the plaintiff.  John ‘Jack’ Slimm (Mount Laurel, NJ) and Thomas Specht (Scranton, PA) successfully defended an appeal in the Third Circuit Court. This appeal arose out of an order for summary judgment we obtained in the District Court which dismissed a teacher’s complaint against the school district and the school district’s counsel arising out of tenure charges, which had been affirmed by the New Jersey Superior Court.  Jack was also successful on behalf of a well-known estate practitioner before the New Jersey Disciplinary Review Board. The Board found no clear and convincing evidence of unethical conduct and dismissed the plaintiff’s appeal.  Kimberly House and Oswald Clark (both of Philadelphia, PA) successfully defended the plaintiffs’ appeal from a verdict obtained by Aaron Moore and Alesia Sulock (both of Philadelphia) for our client in a legal malpractice claim. During the case, the trial court partially granted our motion for judgment on the pleadings, which dismissed several tort claims and a claim for unfair trade practices. The matter then proceeded to trial on the remaining breach of contract claim. The jury returned a verdict in favor of our client. The plaintiffs appealed, challenging the rulings on the motion for judgment on the pleadings and a motion in limine that purportedly precluded the plaintiffs from introducing certain evidence. The Superior Court affirmed in a unanimous decision, holding that the plaintiffs’ tort claims were barred by the statute of limitations and that the plaintiffs’ argument regarding the trial court’s decision on the motion in limine was waived because they failed to properly develop the argument in their appellate brief.  Matthew Flanagan (New York, NY) succeeded in obtaining a pre-answer dismissal of malpractice claims against a Brooklyn attorney who allegedly failed to advise his former client of the exposure he faced in a fraud lawsuit. The former client claimed that he understood the risk of losing at trial, but his attorney failed to advise him that he would be liable for pre-verdict interest, which amounted to over $389,000. Additionally, the plaintiff alleged the attorney failed to seek a set off based on a co-defendant’s settlement. We argued that documentary evidence, including emails the plaintiff denied receiving, established his awareness of the potential exposure. We also argued that the plaintiff would need to pay the amount of the judgment, less the set off which he would have received, before he claimed to have been damaged by the failure to seek the set off. The court agreed with both arguments and dismissed the complaint against our client.  Michael Jacobson (New York, NY) successfully secured the dismissal of fraud, RICO, and civil conspiracy claims against a New Jersey attorney and law firm sued in New York. In a pre-answer motion to dismiss, Michael effectively argued that the court lacked jurisdiction over our clients because they lacked sufficient contacts with New York under New York’s general jurisdiction and long arm jurisdiction statutes. The court agreed and dismissed the claims against our clients.  Scott Eberle (Pittsburgh, PA) secured dismissal of a surcharge complaint filed in Orphans’ Court against an attorney for the administrator of the estate. The surcharge complaint was filed by a beneficiary of the estate under a third-party beneficiary theory. The beneficiary alleged the attorney for the administrator was negligent in his representation of the administrator in his capacity as fiduciary to the estate. The Orphans’ Court granted our preliminary objections and dismissed the surcharge complaint against the attorney on the basis that the Orphans Court did not have statutory authority over the attorney for the fiduciary in order to impose a surcharge for alleged loss to an estate. The court also found that the beneficiary could not plead facts to establish a third-party beneficiary claim under Guy v. Liederbach. Jeremy Zacharias (Mount Laurel, NJ) tried an arbitration before a three-member panel of the Fee Arbitration Committee. The allegations in response to the failure to pay the legal fees owed involved allegations of ethical violations in the handling of a highly-contested matrimonial matter. A large portion of the representation involved responding to the allegations of RPC violations and failure to communicate with the client regarding the litigation status and marital support. This matter was originally tried, and the Disciplinary Review Board remanded and referred this matter to the Office of Attorney Ethics to investigate the allegations of RPC violations. The hearing on remand addressed the proprietary of the fee and ruled in favor of our client for 100% of the fee. *Prior Results Do Not Guarantee a Similar Outcome    Legal Updates for Lawyers’ Professional Liability – September 2025 is prepared by Marshall Dennehey to provide information on recent legal developments of interest to our readers. This publication is not intended to provide legal advice for a specific situation or to create an attorney-client relationship. We would be pleased to provide such legal assistance as you require on these and other subjects when called upon. ATTORNEY ADVERTISING pursuant to New York RPC 7.1 Copyright © 2025 Marshall Dennehey, all rights reserved. No part of this publication may be reprinted without the express written permission of our firm. For reprints or inquiries, or if you wish to be removed from this mailing list, contact tamontemuro@mdwcg.com.

Firm Highlights

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Appellate Division Affirms Dismissal of Legal Malpractice Counterclaim Against Martin Law Firm

In Martin v. Loury, 2026 N.J. Super. Unpub. LEXIS 1617 (App. Div. July 15, 2026), Martin Law Firm represented Kirk Loury in an employment matter Mr. Loury filed against his former employer, Concord Equity Group Advisors LLC (“Concord”). The allegations included, among other things, that Loury was not fairly compensated for his employment with Concord. After a bench trial finding in Loury’s favor, the Appellate Division remanded this matter in February 2016 for a second trial. During the second trial, Concord CEO, Lee Argush, testified to lower compensation estimate than first trial. On remand, the second trial judge awarded Mr. Loury the same damages as the first judge, finding Mr. Argush not credible. After the findings during the second trial, Martin Law Firm filed an action against Mr. Loury to recover legal fees and costs of representing Mr. Loury in a second bench trial and Mr. Loury filed a counterclaim against Martin Law Firm for legal malpractice, alleging he should have received an even higher award in the second bench trial. In this allegation, Mr. Loury, through his expert, claimed that Martin Law Firm should have recalled Mr. Loury to the stand to rebut Mr. Argush’s testimony to allege an alternative theory of damages. Mr. Loury’s expert admitted that the second judge already rejected Mr. Argush's theory and accepted Loury's damages theory. The trial court barred Mr. Loury’s expert and dismissed Loury's counterclaim with prejudice before convening the collection trial, and the jury ruled in Martin Law Firm’s favor. Mr. Loury appealed the trial court's pretrial rulings barring his liability expert from testifying in support of his legal malpractice counterclaim, denying his motion for summary judgment on that counterclaim, and denying his motion to amend his counterclaim by adding attorney Joseph A. Martin as a codefendant. In affirming the trial court’s decision, the Appellate Division held that the trial court properly excluded Loury’s expert testimony in the counterclaim against Martin Law Firm because the expert could not explain how calling Loury as a rebuttal witness would have increased damages when the second judge already rejected Mr. Argush's testimony and accepted Loury's damages theory, making the expert’s causation opinion speculative. The Appellate Division also held that the trial court properly denied Mr. Loury's summary judgment motion on his malpractice counterclaim because reasonable minds could differ on whether Mr. Martin's alleged failures would have changed the second judge's damages award, given the judge already found Mr. Argush not credible, creating genuine factual disputes precluding summary judgment. Also, the Appellate Division held that the trial court properly denied Loury's May 2023 motion to add Joseph Martin individually because the statute of limitations expired in February 2022, six years after the 2016 appellate remand when Mr. Loury incurred new legal costs, and relation back did not apply because Mr. Loury knew Mr. Martin's identity throughout and strategically chose to sue only Martin Law Firm in his 2019 counterclaim.