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Defense Verdict for Registered Investment Advisor and Securities Broker Dealer.

We obtained a defense verdict after a four-day jury trial in northeastern Pennsylvania on behalf of a registered investment advisor and a securities broker dealer who were sued by their former client for investment losses. The plaintiff was a paraplegic whose wealth was obtained through a jury verdict and settlements related to his injuries. We defended the case on the basis that the registered investment advisor met the standard of care and did not breach any duties to the plaintiff, and on the basis that the plaintiff sought to “cherry pick” losing investments from an overall profitable portfolio. 

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